Post Date: 23 Dec 09
(Kuala Lumpur)
(INVESTMENT BANKING DIVISION)
The Job:
- Develop appropriate policies and procedures to ensure adequacy and effectiveness of compliance activities and legal procedures in monitoring compliance with regulatory requirements.
- Develop and maintain compliance and legal review programmes / checklists for subsidiary companies under supervision.
- Advise management of member companies on matters relating to legal and compliance with regulatory requirements, including notification of any regulatory changes impacting their operations in a timely manner.
- Supervise and review all ongoing legal and compliance assignments to ensure assignments are conducted in accordance with the programmes and completed within specified timelines.
- Supervise and review all litigation matters carried out against the Bank and update the management accordingly.
- Examine and investigate non-compliance issues (if any) and report them to management of the subsidiary companies together with rectification measures.
- Review compliance reports and table the reports at the Audit Compliance Committee meeting. Review of periodical reports prior to submission to the regulatory bodies.
Requirement:
- A degree in Law, Business Administration, Accounting or relevant professional qualification.
- Possess the Securities Commission CMSRL license for compliance activities is essential with 5 years relevant working experience.
Vice President
Group Human Resources
Malaysian Industrial Development Finance Berhad
Level 19, Menara MIDF
82 Jalan Raja Chulan
50200 Kuala Lumpur.
You may also fax your resume to us at 03-2173 8866
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